Our Services
We offer tailor-made comprehensive solutions as your trusted partner to ensure your compliance with the regulatory expectations of the HK SFC.
HK SFC Licensing
Assist with new corporate and/or individual licence applications or changes to existing licences, notifications or other submissions to the regulator
Compliance Procedures
Assist in the formulation of your compliance manual and procedures, suited to your operations and in compliance with the relevant regulations
Health Check-up
Critically review your compliance framework and documentation against the latest set of regulations, identification of areas for remediation
Mock Inspections
Project-based work to conduct in-depth assessment of your compliance process and controls, tailored to the scope of work as determined with you
Compliance Training
Provide classroom or virtual training to your staff on specific regulatory compliance topics, overview of concepts or briefings on latest regulatory updates
Regulatory Advisory
Specific ongoing advice on your questions related to regulatory compliance matters, based on in-depth understanding of your business and relevant regulations
Prescient Advisors (HK) Limited or any representative does not provide legal, tax or accounting advice in any jurisdiction. No representative holds any professional capacity in such areas.